NEW ADVISERS
Merrill Lynch lists 13 of 158 first adviser registrations
The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.
By Claire Bennett·Edition ·1 min read
Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.
The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.
These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.
| Listed firm category | First adviser registrations |
|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 13 |
| Equitable Advisors, LLC | 9 |
| LPL Financial LLC | 8 |
| Morgan Stanley | 7 |
| All other firms | 121 |
First adviser registrations
The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.
Showing rows 26–50 of 158. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Bruce Wachholz | 8282725 | 10/08/2026 | 10/07/2026 | PFS Investments Inc. | 10111 | Oshkosh, WI |
| Bryan Yasho | 8267119 | 10/08/2026 | 10/07/2026 | Fifth Third Securities, Inc. | 628 | Columbus, OH |
| Camden C. Chapin | 7748579 | 10/08/2026 | 10/07/2026 | The Wealth Consulting Group | 173194 | Overland Park, KS |
| Camden M. Vining | 8184221 | 10/08/2026 | 10/07/2026 | Morgan Stanley | 149777 | Alpharetta,, GA |
| Camila Giorgi | 8116769 | 10/08/2026 | 10/07/2026 | Goldman Sachs Wealth Services, L.P. | 106693 | Atlanta, GA |
| Carlos J. S. Gonzalez | 8291605 | 10/08/2026 | 10/07/2026 | Ipi Wealth Management, Inc. | 111872 | San Juan, PR |
| Caspian L. Campaigne | 8353753 | 10/08/2026 | 10/07/2026 | Blue Heron Capital | 339475 | Englewood, CO |
| Cecile A. Lorenzen | 8107027 | 10/08/2026 | 10/07/2026 | Morgan Stanley | 149777 | West Des Moines, IA |
| Chloe E. Tirino | 8107722 | 10/08/2026 | 10/07/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | New York, NY |
| Christen M. Faith | 8150572 | 10/08/2026 | 10/07/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Athens, GA |
| Christian W. Cunningham | 8041370 | 10/08/2026 | 10/07/2026 | Eagle Strategies LLC | 110826 | Louisville, KY |
| Christina M. Hilber | 8327233 | 10/08/2026 | 10/07/2026 | Mwa Financial Services Inc. | 112630 | Mayville, WI |
| Christopher L. Mongeon | 5849460 | 10/08/2026 | 10/07/2026 | Warner Wealth | 334877 | Lancaster, MA |
| Clayborn A. Pender | 7616811 | 10/08/2026 | 10/07/2026 | Conscious Wealth Investments, LLC | 319143 | Atlanta, GA |
| Cole C. Lundquist | 8341299 | 10/08/2026 | 10/07/2026 | Santa Barbara Management | 334801 | Chicago, IL |
| Colin M. O'Neill | 8242507 | 10/08/2026 | 10/07/2026 | Edward Jones | 250 | West Sacramento, CA |
| Curtis R. Dreesman | 7530502 | 10/08/2026 | 10/07/2026 | Principal Advised Services | 297324 | Des Moines, IA |
| Dana Cohen | 2194750 | 10/08/2026 | 10/07/2026 | Neuberger Berman BD LLC | 2908 | Westport, CT |
| Daniela Giraldo | 7752256 | 10/08/2026 | 10/07/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Jacksonville, FL |
| Darwin F. M. Euceda | 7034358 | 10/08/2026 | 10/07/2026 | Horace Mann Investors, Inc. | 11643 | Springfield, IL |
| Daxton Cannon | 8115760 | 10/08/2026 | 10/07/2026 | LPL Financial LLC | 6413 | Salt Lake City, UT |
| Devin K. McGiboney | 8014165 | 10/08/2026 | 10/07/2026 | LPL Enterprise, LLC | 8733 | Atlanta, GA |
| Duane T. Luke | 8249410 | 10/08/2026 | 10/07/2026 | Morgan Stanley | 149777 | Barrington, IL |
| Edward Stent | 8356074 | 10/08/2026 | 10/07/2026 | Family Legacy Financial Solutions, LLC | 314351 | Cary, NC |
| Eliza P. Bryant | 8315974 | 10/08/2026 | 10/07/2026 | LPL Enterprise, LLC | 8733 | White Plains, NY |