NEW ADVISERS

Merrill Lynch lists 13 of 158 first adviser registrations

The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.

By Claire Bennett··1 min read

Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.

The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.

These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.

Listed firm categoryFirst adviser registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Equitable Advisors, LLC9
LPL Financial LLC8
Morgan Stanley7
All other firms121

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First adviser registrations

The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 26–50 of 158. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Bruce Wachholz828272510/08/202610/07/2026PFS Investments Inc.10111Oshkosh, WI
Bryan Yasho826711910/08/202610/07/2026Fifth Third Securities, Inc.628Columbus, OH
Camden C. Chapin774857910/08/202610/07/2026The Wealth Consulting Group173194Overland Park, KS
Camden M. Vining818422110/08/202610/07/2026Morgan Stanley149777Alpharetta,, GA
Camila Giorgi811676910/08/202610/07/2026Goldman Sachs Wealth Services, L.P.106693Atlanta, GA
Carlos J. S. Gonzalez829160510/08/202610/07/2026Ipi Wealth Management, Inc.111872San Juan, PR
Caspian L. Campaigne835375310/08/202610/07/2026Blue Heron Capital339475Englewood, CO
Cecile A. Lorenzen810702710/08/202610/07/2026Morgan Stanley149777West Des Moines, IA
Chloe E. Tirino810772210/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691New York, NY
Christen M. Faith815057210/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Athens, GA
Christian W. Cunningham804137010/08/202610/07/2026Eagle Strategies LLC110826Louisville, KY
Christina M. Hilber832723310/08/202610/07/2026Mwa Financial Services Inc.112630Mayville, WI
Christopher L. Mongeon584946010/08/202610/07/2026Warner Wealth334877Lancaster, MA
Clayborn A. Pender761681110/08/202610/07/2026Conscious Wealth Investments, LLC319143Atlanta, GA
Cole C. Lundquist834129910/08/202610/07/2026Santa Barbara Management334801Chicago, IL
Colin M. O'Neill824250710/08/202610/07/2026Edward Jones250West Sacramento, CA
Curtis R. Dreesman753050210/08/202610/07/2026Principal Advised Services297324Des Moines, IA
Dana Cohen219475010/08/202610/07/2026Neuberger Berman BD LLC2908Westport, CT
Daniela Giraldo775225610/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Jacksonville, FL
Darwin F. M. Euceda703435810/08/202610/07/2026Horace Mann Investors, Inc.11643Springfield, IL
Daxton Cannon811576010/08/202610/07/2026LPL Financial LLC6413Salt Lake City, UT
Devin K. McGiboney801416510/08/202610/07/2026LPL Enterprise, LLC8733Atlanta, GA
Duane T. Luke824941010/08/202610/07/2026Morgan Stanley149777Barrington, IL
Edward Stent835607410/08/202610/07/2026Family Legacy Financial Solutions, LLC314351Cary, NC
Eliza P. Bryant831597410/08/202610/07/2026LPL Enterprise, LLC8733White Plains, NY

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