Capital International reports $64.3B in regulatory AUM; 19 firms show changes

Capital International, Inc. reported $64.3B in regulatory AUM in its filing dated October 7, 2026, compared with $58.2B in its filing dated September 25. The difference is between amounts reported in the two filings; it does not establish asset flows during the period.

The complete comparison cohort comprises 19 firms with comparable reported regulatory AUM differences observed on October 8, 2026. That is an observation date, not a filing date for all firms. The count describes firms with comparable reported amounts, not filings submitted that day.

Carlson Capital, L.P. reported $710.8M in regulatory AUM in its filing dated October 7, compared with $529.9M in its filing dated August 6. Its reported amount was higher in the latest filing; the comparison does not establish when or why the difference occurred.

Roi Financial Planning reported $407.9M in regulatory AUM in its filing dated October 7. Its filing dated June 29 listed $0, so its reported regulatory AUM went from $0 to $407.9M; a percentage comparison cannot meaningfully be calculated from a starting amount of zero.

All firms with verified reported regulatory AUM changes

Complete qualifying firm list for observations Oct 8, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows. 1 comparison without two exact reported amounts is excluded.