Arrowstreet had Part 1 and brochure observations; 150 daily firm filing observations
From October 9 through October 11, 2026, the period included 150 daily firm filing observations. Arrowstreet Capital, Limited Partnership had Part 1 and Part 2 brochure observations on October 9.
By Maya Chen·Edition ·1 min read
Arrowstreet Capital, Limited Partnership had Part 1 and Part 2 brochure filing observations on October 9, 2026. Across October 9 through October 11, the period included 150 daily firm filing observations.
The period also included 83 Part 2 brochure observations and 58 client relationship summary observations. The category counts overlap, so they should not be added to derive the total. October 9 is the observation date, not necessarily the submission or processing date; an observed category does not establish that document content changed.
ADV filing observations
The appendix lists all 150 daily firm filing observations from 10/09/2026 through 10/11/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.
Showing rows 101–125 of 150. The CSV contains the complete table.
| Firm | Firm CRD | Observed | Documents filed |
|---|---|---|---|
| PLAN2THRIVE Financial | 317005 | 10/09/2026 | Part 1; Form CRS |
| PNL Investments | 339543 | 10/09/2026 | Part 1; Part 2 brochure |
| Polen International Equity LLC | 340625 | 10/09/2026 | Part 1; Part 2 brochure |
| Preferred Wealth Advisors, LLC | 297228 | 10/09/2026 | Part 1; Part 2 brochure |
| Private Advisor Group, LLC | 155216 | 10/09/2026 | Part 1 |
| Private Wealth Services, LLC | 311077 | 10/09/2026 | Part 1; Part 2 brochure |
| Privileged Planning Inc. | 327124 | 10/09/2026 | Part 1 |
| Promethium | 329565 | 10/09/2026 | Part 1; Form CRS |
| PTS Brokerage, LLC | 119307 | 10/09/2026 | Part 1; Part 2 brochure; Form CRS |
| Rainier Wealth Management LLC | 162125 | 10/09/2026 | Part 1; Part 2 brochure |
| Redwood Financial Advisors, Inc. | 119798 | 10/09/2026 | Part 1; Part 2 brochure |
| Richmond Investment Services LLC | 327451 | 10/09/2026 | Part 1; Part 2 brochure; Form CRS |
| Rigden Capital Strategies | 326930 | 10/09/2026 | Part 1; Form CRS |
| RJ Patterson Group | 281752 | 10/09/2026 | Part 1; Part 2 brochure; Form CRS |
| Roo Capital Management I, LLC | 329892 | 10/09/2026 | Part 1 |
| Royal Fund Management, LLC | 144434 | 10/09/2026 | Part 1; Form CRS |
| Rubicon Global Group, Rubicon Global Advisors | 127585 | 10/09/2026 | Part 1; Part 2 brochure |
| Saxony Capital Management, LLC | 122692 | 10/09/2026 | Part 1 |
| Schear Capital, Inc. | 283168 | 10/09/2026 | Part 1; Part 2 brochure |
| Sculptor Advisors LLC | 319598 | 10/09/2026 | Part 1; Part 2 brochure |
| Sculptor Capital LP | 107913 | 10/09/2026 | Part 1; Part 2 brochure |
| Southbridge Capital Partners LLC | 331473 | 10/09/2026 | Part 1; Part 2 brochure |
| SR Abf Advisors LP | 343630 | 10/09/2026 | Part 1; Part 2 brochure |
| Steffens Financial Corp. | 342546 | 10/09/2026 | Part 1 |
| Stivers Wealth Management | 336300 | 10/09/2026 | Part 1; Part 2 brochure |