ADV disclosures

Arrowstreet had Part 1 and brochure observations; 150 daily firm filing observations

From October 9 through October 11, 2026, the period included 150 daily firm filing observations. Arrowstreet Capital, Limited Partnership had Part 1 and Part 2 brochure observations on October 9.

By Maya Chen··1 min read

Arrowstreet Capital, Limited Partnership had Part 1 and Part 2 brochure filing observations on October 9, 2026. Across October 9 through October 11, the period included 150 daily firm filing observations.

The period also included 83 Part 2 brochure observations and 58 client relationship summary observations. The category counts overlap, so they should not be added to derive the total. October 9 is the observation date, not necessarily the submission or processing date; an observed category does not establish that document content changed.

ADV filing observations

The appendix lists all 150 daily firm filing observations from 10/09/2026 through 10/11/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.

Showing rows 101–125 of 150. The CSV contains the complete table.

FirmFirm CRDObservedDocuments filed
PLAN2THRIVE Financial31700510/09/2026Part 1; Form CRS
PNL Investments33954310/09/2026Part 1; Part 2 brochure
Polen International Equity LLC34062510/09/2026Part 1; Part 2 brochure
Preferred Wealth Advisors, LLC29722810/09/2026Part 1; Part 2 brochure
Private Advisor Group, LLC15521610/09/2026Part 1
Private Wealth Services, LLC31107710/09/2026Part 1; Part 2 brochure
Privileged Planning Inc.32712410/09/2026Part 1
Promethium32956510/09/2026Part 1; Form CRS
PTS Brokerage, LLC11930710/09/2026Part 1; Part 2 brochure; Form CRS
Rainier Wealth Management LLC16212510/09/2026Part 1; Part 2 brochure
Redwood Financial Advisors, Inc.11979810/09/2026Part 1; Part 2 brochure
Richmond Investment Services LLC32745110/09/2026Part 1; Part 2 brochure; Form CRS
Rigden Capital Strategies32693010/09/2026Part 1; Form CRS
RJ Patterson Group28175210/09/2026Part 1; Part 2 brochure; Form CRS
Roo Capital Management I, LLC32989210/09/2026Part 1
Royal Fund Management, LLC14443410/09/2026Part 1; Form CRS
Rubicon Global Group, Rubicon Global Advisors12758510/09/2026Part 1; Part 2 brochure
Saxony Capital Management, LLC12269210/09/2026Part 1
Schear Capital, Inc.28316810/09/2026Part 1; Part 2 brochure
Sculptor Advisors LLC31959810/09/2026Part 1; Part 2 brochure
Sculptor Capital LP10791310/09/2026Part 1; Part 2 brochure
Southbridge Capital Partners LLC33147310/09/2026Part 1; Part 2 brochure
SR Abf Advisors LP34363010/09/2026Part 1; Part 2 brochure
Steffens Financial Corp.34254610/09/2026Part 1
Stivers Wealth Management33630010/09/2026Part 1; Part 2 brochure

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