Trace Capital reports $1.1B in regulatory AUM; 25 firms show changes

Trace Capital reports $1.1B in regulatory AUM in its latest Form ADV filing, dated October 9, 2026. Its earlier filing, dated September 3, 2026, reported $0. There is no starting amount to compare a percentage against, so no growth rate can meaningfully be calculated. The dollar difference is between the two reported amounts, not a measured asset movement.

Trace Capital is one of 25 firms with comparable, exact reported regulatory AUM differences in the complete selected period, observed Oct. 9–11, 2026. The window dates when the comparisons were observed, not when every firm filed. Reported regulatory AUM comes from Form ADV and is not necessarily a firm's total AUM.

Two larger firms posted sizable reported increases. Ethos Financial Group, LLC reports $2.4B in regulatory AUM in its latest filing, dated October 8, 2026, compared with $2.1B in its August 12, 2026, filing — a 13.10% difference between reported amounts. Richmond Investment Services LLC reports $742.0M in its October 9, 2026, filing, compared with $453.2M in its August 10, 2026, filing, a 63.73% difference.

Marnoa Private Wealth Counsel Ltd. shows the steepest percentage gap among the named comparisons: $229.6M in regulatory AUM in its October 9, 2026, filing, against $19.3M in its March 17, 2026, filing, a 1091.28% difference between reported amounts.

Three of the named firms moved from $0 in an earlier filing to a nonzero latest report: Trace Capital, Castle Wealth Group, which reports $106.8M in its October 9, 2026, filing after $0 in its June 22, 2026, filing, and Esh Wealth Management LLC, which reports $30,462,346 in its October 9, 2026, filing after $0 in its March 20, 2026, filing. As with Trace Capital, a $0 starting amount does not support a percentage calculation.

None of these reported differences establishes causes, performance, client transfers or net asset flows into or out of the firms. They compare what each firm disclosed across two Form ADV reports.

All firms with verified reported regulatory AUM changes

Complete qualifying firm list for observations Oct 9 – 11, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows. 1 comparison without two exact reported amounts is excluded.