NEW ADVISERS

Equitable lists 8 among 117 first adviser registrations

The complete roster covers first adviser registrations dated October 12, 2026. Equitable Advisors, LLC had eight people listed; those firms are current source-reported affiliations, not necessarily the firms where registration began.

By Daniel Mercer··1 min read

Hannah Schechter and Dominick Moye were among eight people listed with Equitable Advisors, LLC in the complete roster of 117 first adviser registrations dated October 12, 2026. Both first-registration dates were October 12. The listed firm is a current source-reported affiliation; it does not establish where someone first registered or when they were hired.

Empower Advisory Group, LLC had seven people in the roster, including Corbin Zaldivar and Stephen Guentz, whose first adviser registrations were dated October 12, 2026. Edward Jones also had seven. Its named examples include Charles S. McBride and Kevin M. Thomas, both with first-registration dates of October 12, 2026.

Fisher Investments had six people in the roster. Owen Bell and Erik V. Santini were among them, and both had first adviser registrations dated October 12, 2026. A first adviser registration does not establish a first industry job, a new license or a career start.

The remaining 89 registrations were distributed across other firms. The five firm categories together account for the full roster of 117 first adviser registrations.

First adviser registrations

The advisers below account for all 117 source-reported first adviser registrations on 10/12/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 26–50 of 117. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Erik V. Santini834488010/13/202610/12/2026Fisher Investments107342Plano, TX
Gavin Thornton832010210/13/202610/12/2026Stifel, Nicolaus & Company, Incorporated793Dallas, TX
George Pekeshe832685110/13/202610/12/2026LPL Financial LLC6413Stanford, CA
Grace Hill835605310/13/202610/12/2026Mariner140195Overland Park, KS
Halima Q. Butt741029410/13/202610/12/2026Carry Advisors LLC323620Brooklyn, NY
Hannah Schechter835191910/13/202610/12/2026Equitable Advisors, LLC6627New York, NY
Harrison Altschul826370310/13/202610/12/2026Citigroup Global Markets Inc.7059Ny, NY
Helen M. Gordon461737910/13/202610/12/2026Empower Advisory Group, LLC112058Roland, OK
Henry B. Shenk833887710/13/202610/12/2026Equitable Advisors, LLC6627Greenwood Village, CO
Hunter Glauhs810758810/13/202610/12/2026Osaic Wealth, Inc.23131Madison, WI
Israel Cubillo807377710/13/202610/12/2026Equitable Advisors, LLC6627New York, NY
Jack Tiffin833231910/13/202610/12/2026Brighton Jones LLC108601San Francisco, CA
Jacob M. McClary791926210/13/202610/12/2026Commonwealth Financial Network8032Columbia, SC
Jacob Royer796802910/13/202610/12/2026Charles Schwab & Co., Inc.5393Denver, CO
Jacob Strong834681010/13/202610/12/2026Mariner140195Pleasanton, CA
Jaime A. L. Carrillo832046010/13/202610/12/2026RBC Capital Markets, LLC31194Dallas, TX
Jaime C. D. Montero835683210/13/202610/12/2026J.P. Morgan Securities LLC79Baton Rouge, LA
James A. Betances725774110/13/202610/12/2026Charles Schwab & Co., Inc.5393Orlando, FL
James A. Cady833057910/13/202610/12/2026Equitable Advisors, LLC6627New York, NY
James B. Denney762536410/13/202610/12/2026State Farm Investment Management Corp.3487Lakeland, FL
James B. Lee779405310/13/202610/12/2026XML Financial Group284987Bethesda, MD
Jesse Offard754221310/13/202610/12/2026Citigroup Global Markets Inc.7059Villa Ridge, MO
Jing Yan833081310/13/202610/12/2026Transamerica Financial Advisors, LLC16164Plano, TX
John A. Scott830162910/13/202610/12/2026Northwestern Mutual Investment Services, LLC2881West Palm Bch, FL
John J. Gordan755421110/13/202610/12/2026Charles Schwab & Co., Inc.5393Chicago, IL

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