Merrill Lynch Part 1 observed; 157 daily firm filing observations
From October 23 through 25, 2026, Merrill Lynch was among 157 daily firm filing observations; Part 1, brochure and relationship-summary categories were observed.
By Maya Chen·Edition ·1 min read
Merrill Lynch, Pierce, Fenner & Smith Incorporated had a Part 1 filing observation on October 23, 2026. The observation date does not establish when the firm submitted the filing, and the category alone does not establish that document content changed.
Across October 23–25, 2026, the cohort comprised 157 daily firm filing observations. Part 1 accounted for 157 observations, Part 2 brochures for 87, and client relationship summaries for 64. The categories overlap, so their counts are not separate totals to add together.
Wells Fargo Advisors had Part 1 and Part 2 brochure observations on October 23; its observed brochure was titled “Wfa Wrap Fee Brochure for Personalized Uma - Fundsource - Private Advisor Network - Customized Portfolios.”
ADV filing observations
The appendix lists all 157 daily firm filing observations from 10/23/2026 through 10/25/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.
Showing rows 26–50 of 157. The CSV contains the complete table.