IQ EQ reports $726.6M in regulatory AUM; 22 firms show changes in reported regulatory AUM

IQ EQ Asset Management Limited reported $726.6M in regulatory AUM in its latest Form ADV filing, dated October 28, 2026, compared with $1,820.9M in its earlier filing from March 30, 2026 — a difference of -$1.1B between the reported amounts, or -60.10%. The figures are the amounts the firm disclosed in each filing; the difference is not a measure of actual asset flows and does not indicate when any assets moved.

IQ EQ is one of 22 firms whose latest and earlier reported regulatory AUM amounts differed, as observed October 29, 2026. The count covers unique firms with qualifying reported-AUM comparisons; it does not mean all 22 filed during that day, and the observation date is not the date of any filing or valuation.

Other large reported differences run in both directions. Mesirow Fiduciary Solutions, LLC reported $3,224.8M in regulatory AUM in its latest filing, up from $2,913.7M in its earlier record from June 26, 2026 — a $311.1M difference, or +10.68%. Karani Asset Management LLC reported $55.1M, down from $150.9M in its earlier filing from March 26, 2026, a -$95.8M difference, or -63.51%. Each firm's latest filing was dated October 28, 2026; the earlier filings range across the year.

Sum Zero Wealth reported $103.6M in regulatory AUM in its latest filing from October 28, 2026. Its earlier filing, from August 7, 2026, listed no amount, so no percentage change can meaningfully be calculated from a starting point of nothing. Spear Advisors LLC reported $268.4M, up from $181.3M in its earlier filing from May 4, 2026 — a $87.1M difference, or +48.02% — and Private Financial Counseling reported $296.6M, up from $262.5M in its earlier filing from October 28, 2025, a $34.1M difference, or +13.01%.

The complete 22-firm comparison appears in the table below. Because the figures are reported regulatory AUM from Form ADV rather than a firm's total assets, and because differences are drawn between filing dates of varying age, they describe what each firm disclosed, not a single-day change in industry assets.

All firms with verified reported regulatory AUM changes

Complete qualifying firm list for observations Oct 29, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows.