Agriglobe cites exemption reliance; 42 non-merger Form ADV-W filings
Agriglobe Land Advisors, LLC’s October 6, 2026, withdrawal filing lists September 30 as its business-cessation date, while giving continuing advisory activity under an exemption as the reason. The month included 42 non-merger Form ADV-W filings.
By Maya Chen·Monthly report ·1 min read
Agriglobe Land Advisors, LLC’s Form ADV-W filing, dated October 6, 2026, lists September 30, 2026, as the date its business ceased. The filing gives as its reason that the firm would continue advisory activities while relying on an exemption from registration.
There were 42 non-merger Form ADV-W filings in October 2026. Filer-reported reasons included closing or no longer being in business in 14 filings, no longer advising in 12, switching from SEC registration to SEC Exempt Reporting Adviser status in four, and continuing advisory activities while relying on an exemption in two. Another 10 gave other or unreported reasons.
Complete non-merger filing list
All 42 matching filings from the complete 72-filing October 2026 archive. Filing dates and reported reasons are distinct from transaction announcement dates and business outcomes.
Showing rows 1–25 of 42. The CSV contains the complete table.
| Adviser | CRD | Filed | Withdrawal scope | Filer-reported reason |
|---|---|---|---|---|
| Accelerated Wealth Advisors LLC | 170022 | 10/09/2026 | full | No longer in business or closing business |
| Agriglobe Land Advisors, LLC | 337868 | 10/06/2026 | full | Continuing advisory activities, but relying on an exemption from registration |
| Anchor Bay Private Wealth LLC | 327418 | 10/14/2026 | full | No longer conducting advisory activities |
| Antara Capital LP | 298247 | 10/16/2026 | full | No longer conducting advisory activities |
| Bay Rivers Group Wealth Partners | 290095 | 10/29/2026 | full | No longer in business or closing business |
| Boundary Creek Advisors LP | 300768 | 10/23/2026 | full | No longer conducting advisory activities |
| Cannon Global Investment Management, LLC | 301911 | 10/20/2026 | full | No longer in business or closing business |
| Cardone Wealth Advisors | 337559 | 10/15/2026 | full | No longer conducting advisory activities |
| Clera | 338073 | 10/29/2026 | full | No longer in business or closing business |
| Contrary Legacy LLC | 325014 | 10/06/2026 | full | No longer in business or closing business |
| David P. Gilliam & Associates, Inc. | 285515 | 10/01/2026 | full | No longer conducting advisory activities |
| Evolution Vision Wealth Management | 340871 | 10/23/2026 | partial | Switching from SEC registration to state registration |
| Fidus Wealth Management, LLC | 343928 | 10/01/2026 | full | Other: DECIDED TO DELAY STARTING THIS NEW ENTITY |
| Forty Three Eighteen Advisors, LLC | 157712 | 10/01/2026 | full | No longer in business or closing business |
| Genesis Asset Management Group, Inc. | 125350 | 10/01/2026 | full | No longer in business or closing business |
| Gip Investment Adviser LLC | 300541 | 10/26/2026 | full | Other: REDUCTION IN RAUM BELOW REGISTRATION THRESHOLD |
| Glass Retirement Strategies, Inc. | 172610 | 10/29/2026 | full | No longer conducting advisory activities |
| GMS Group | 8000 | 10/08/2026 | partial | Switching from SEC registration to state registration |
| Gurufocus Investments, LLC | 316414 | 10/27/2026 | full | No longer conducting advisory activities |
| Hudson Advisor Services, Inc. | 107769 | 10/27/2026 | full | No longer in business or closing business |
| Kahn Asset Management | 342960 | 10/16/2026 | full | No longer conducting advisory activities |
| Kestra Institutional Services, LLC | 151790 | 10/19/2026 | full | No longer in business or closing business |
| Keynote Financial Services, LLC | 130384 | 10/02/2026 | full | No longer conducting advisory activities |
| Klingenstein Fields Advisors | 304186 | 10/30/2026 | full | Other: EFFECTIVE OCTOBER 1, 2026, KF GROUP, LP ("KF GROUP") WAS FULLY INTEGRATED INTO ITS RELATED INVESTMENT ADVISER, KLINGENSTEIN, FIELDS & CO., L.P. (KF&CO.) AND CEASED CONDUCTING BUSINESS AS A SEPARATE INVESTMENT ADVISER. PRIOR TO OCTOBER 1, KF GROUP, WHOSE BASIS OF REGISTRATION WAS AS A RELATED ADVISER OF KF&CO., AND KF&CO. WERE UNDER COMMON CONTROL, SHARED OFFICES, PERSONNEL AND OTHER RESOURCES, OPERATED UNDER A UNIFIED COMPLIANCE PROGRAM, AND CONDUCTED A FULLY INTEGRATED ADVISORY BUSINESS. |
| Lanier Asset Management, LLC | 150888 | 10/20/2026 | full | Continuing advisory activities, but relying on an exemption from registration |