M&A
ADV-W filings cite merger reasons; 30 filing records
In October 2026, 30 Form ADV-W filings listed “sold, acquired or merged” as the filer-reported reason, within a 72-filing monthly archive.
By Maya Chen·Monthly report ·1 min read
Thirty Form ADV-W filings in October 2026 listed “sold, acquired or merged” as the filer-reported withdrawal reason. The monthly archive contains 72 filings overall.
Those reasons are filer statements, not confirmation that a transaction was completed or a business closed. Filing counts also do not establish the number of unique deals or any asset or client transfers.
Complete merger-related filing list
All 30 matching filings from the complete 72-filing October 2026 archive. Filing dates and reported reasons are distinct from transaction announcement dates and business outcomes.
Showing rows 1–25 of 30. The CSV contains the complete table.
| Adviser | CRD | Filed | Withdrawal scope | Filer-reported reason | Reported transaction details | Announcement date | M&A source |
|---|---|---|---|---|---|---|---|
| Alpine Hill Advisors LLC | 325412 | 10/29/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| BEY-DOUGLAS, LLC Investment Counsel | 108856 | 10/30/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Blue Rock Financial Group | 298558 | 10/29/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Cannon Wealth Management Services | 323302 | 10/19/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Capwealth Advisors, LLC | 148781 | 10/27/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Cedarstone Advisors | 172653 | 10/28/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Coker & Palmer | 29163 | 10/01/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Compass Wealth Management, LLC | 156482 | 10/30/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Elk River Wealth Management LLC | 307263 | 10/29/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Glouston Capital Partners, LLC | 133792 | 10/09/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Glynn Capital Management, LLC | 111296 | 10/28/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| H.M. Payson | 2993 | 10/22/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Heartwood Wealth Advisors, LLC | 300273 | 10/05/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Heller Wealth Management | 124261 | 10/08/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Idle Hill Advisors LLC | 317040 | 10/30/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Indie Asset Partners, LLC | 154503 | 10/29/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Invista Advisors | 282899 | 10/13/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Millares Asset Management, LLC | 144620 | 10/01/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Music Row Wealth Management | 288944 | 10/16/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Pack Private Wealth, LLC | 310523 | 10/27/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Pearl Wealth LLC | 299508 | 10/13/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Personal Financial Solutions, LLC | 129095 | 10/02/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Private Counsel Group, Ltd. | 300083 | 10/23/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Sandy Cove Advisors, LLC | 152482 | 10/21/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Seven Bridges Advisors LLC | 158722 | 10/13/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |