ADV disclosures

Klingenstein Fields CRS changed; 211 daily firm filing observations

Klingenstein Fields Advisors’ client relationship summary text changed in an observation within a three-day period that included 211 daily firm filing observations from October 30 to November 1, 2026.

By Maya Chen·Edition ·1 min read

Klingenstein Fields Advisors had a client relationship summary text change in a filing observation dated October 31, 2026. The observed text includes a statement that KF Group, formerly a related adviser under common control, was consolidated into KF&Co. effective October 1, 2026, and ceased operating as a separate investment adviser.

Across October 30 to November 1, 2026, the observation count was 211 daily firm filing observations. The dates are observation dates, not submission or processing dates. Part 1, Part 2 brochure and client relationship summary categories can overlap, and an observed category does not by itself establish a substantive document change.

The category counts were 211 ADV Part 1 filing observations, 107 Part 2 brochure observations and 87 client relationship summary observations. The daily count was 203 firm filing observations on October 30 and 8 on October 31.

ADV filing observations

The appendix lists all 211 daily firm filing observations from 10/30/2026 through 11/01/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.

Showing rows 1–25 of 211. The CSV contains the complete table.

FirmFirm CRDObservedDocuments filed
A5 Financial LLC33431310/30/2026Part 1
Accel Wealth Management28620110/30/2026Part 1; Part 2 brochure; Form CRS
Afs Wealth Management LLC33529010/30/2026Part 1; Part 2 brochure
Allworth Financial, L.P.11116710/30/2026Part 1; Part 2 brochure; Form CRS
Alphacore Capital LLC17434610/30/2026Part 1; Part 2 brochure; Form CRS
American Legacy Capital LLC28796710/30/2026Part 1
American VO IM LLC34381510/30/2026Part 1
Ameritas Advisory Services, LLC31724510/30/2026Part 1; Part 2 brochure
Anavio Capital Partners LLP28210110/30/2026Part 1
Andrew Hill Investment Advisors, Inc.14159010/30/2026Part 1; Form CRS
Apt Wealth USA Pty Ltd.34227310/30/2026Part 1
Arbus Capital Management, LLC14870910/30/2026Part 1; Part 2 brochure; Form CRS
Arrivity Financial Planning16797610/30/2026Part 1; Part 2 brochure
Ashgrove Capital LLP31819110/30/2026Part 1
Aspen Wealth Management, LLC15959410/30/2026Part 1; Part 2 brochure; Form CRS
Avidity Partners Management LP30462810/30/2026Part 1; Part 2 brochure
Bakeravenue13265710/30/2026Part 1; Part 2 brochure
Barometer Capital Management15640910/30/2026Part 1; Part 2 brochure; Form CRS
BFF Wealth Management, Inc.11287710/30/2026Part 1; Part 2 brochure
Bmms Wealth Advisory LLC30947910/30/2026Part 1; Part 2 brochure
Boardman Bay Capital Management LLC16457710/30/2026Part 1
Bonanni, Frank32711110/30/2026Part 1; Part 2 brochure
Brown Advisory Investment Solutions Group LLC12461210/30/2026Part 1; Form CRS
Calamos Advisors LLC10575810/30/2026Part 1; Part 2 brochure; Form CRS
Caligan Partners28988710/30/2026Part 1; Part 2 brochure; Form CRS

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