Klingenstein Fields CRS changed; 211 daily firm filing observations
Klingenstein Fields Advisors’ client relationship summary text changed in an observation within a three-day period that included 211 daily firm filing observations from October 30 to November 1, 2026.
By Maya Chen·Edition ·1 min read
Klingenstein Fields Advisors had a client relationship summary text change in a filing observation dated October 31, 2026. The observed text includes a statement that KF Group, formerly a related adviser under common control, was consolidated into KF&Co. effective October 1, 2026, and ceased operating as a separate investment adviser.
Across October 30 to November 1, 2026, the observation count was 211 daily firm filing observations. The dates are observation dates, not submission or processing dates. Part 1, Part 2 brochure and client relationship summary categories can overlap, and an observed category does not by itself establish a substantive document change.
The category counts were 211 ADV Part 1 filing observations, 107 Part 2 brochure observations and 87 client relationship summary observations. The daily count was 203 firm filing observations on October 30 and 8 on October 31.
ADV filing observations
The appendix lists all 211 daily firm filing observations from 10/30/2026 through 11/01/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.
Showing rows 51–75 of 211. The CSV contains the complete table.
| Firm | Firm CRD | Observed | Documents filed |
|---|---|---|---|
| Credit Union Investment Services | 144871 | 10/30/2026 | Part 1; Part 2 brochure |
| Cullen Investment Group | 18266 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| Curi Capital, LLC | 134249 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| Curtain Wealth Planning L.L.C. | 327595 | 10/31/2026 | Part 1; Part 2 brochure |
| Datalign | 317004 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| Dryden Capital, LLC | 172648 | 10/30/2026 | Part 1; Form CRS |
| Edelman Financial Engines | 104510 | 10/30/2026 | Part 1 |
| Eden Capital Management LLC | 290418 | 10/30/2026 | Part 1 |
| Elite Wealth Management, Inc. | 333159 | 10/30/2026 | Part 1; Form CRS |
| Elwood & Goetz | 154839 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| Emissary Wealth | 308002 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| Empira Investment Solutions S.A. | 344739 | 10/30/2026 | Part 1 |
| Esg Wealth Advisors | 324655 | 10/31/2026 | Part 1; Part 2 brochure |
| Ferguson Financial Advisors | 323758 | 10/30/2026 | Part 1; Part 2 brochure |
| First Dallas Securities, Inc. | 24549 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| First Light Investment Advisors | 318596 | 10/30/2026 | Part 1; Part 2 brochure |
| Frazer Bay Investments L. L. C. | 179518 | 10/30/2026 | Part 1; Part 2 brochure |
| Fsa Investment Group, LLC | 163641 | 10/30/2026 | Part 1 |
| FSC Wealth Advisors, LLC | 154382 | 10/30/2026 | Part 1; Form CRS |
| Furlong Investment Solutions, LLC | 281796 | 10/30/2026 | Part 1; Part 2 brochure |
| Gentrust | 158369 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| Gibraltar Wealth Management, LLC | 124128 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| Golden Ratio Wealth Management LLC | 342561 | 10/30/2026 | Part 1; Part 2 brochure; Form CRS |
| Goldman Sachs Wealth Services, L.P. | 106693 | 10/30/2026 | Part 1; Form CRS |
| Grand Alliance Asset Management Ltd. | 307801 | 10/30/2026 | Part 1 |