ADV disclosures

Klingenstein Fields CRS changed; 211 daily firm filing observations

Klingenstein Fields Advisors’ client relationship summary text changed in an observation within a three-day period that included 211 daily firm filing observations from October 30 to November 1, 2026.

By Maya Chen·Edition ·1 min read

Klingenstein Fields Advisors had a client relationship summary text change in a filing observation dated October 31, 2026. The observed text includes a statement that KF Group, formerly a related adviser under common control, was consolidated into KF&Co. effective October 1, 2026, and ceased operating as a separate investment adviser.

Across October 30 to November 1, 2026, the observation count was 211 daily firm filing observations. The dates are observation dates, not submission or processing dates. Part 1, Part 2 brochure and client relationship summary categories can overlap, and an observed category does not by itself establish a substantive document change.

The category counts were 211 ADV Part 1 filing observations, 107 Part 2 brochure observations and 87 client relationship summary observations. The daily count was 203 firm filing observations on October 30 and 8 on October 31.

ADV filing observations

The appendix lists all 211 daily firm filing observations from 10/30/2026 through 11/01/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.

Showing rows 76–100 of 211. The CSV contains the complete table.

FirmFirm CRDObservedDocuments filed
Guided Capital Wealth Management, LLC31005610/30/2026Part 1; Part 2 brochure
Harbour Investments, Inc.1925810/30/2026Part 1
Heffernan Advisory, Inc.11677110/30/2026Part 1; Form CRS
Heritage Investors Management Corp.11042010/30/2026Part 1; Form CRS
Hodges Capital Management Inc.11008010/30/2026Part 1; Part 2 brochure
Hoey Investments, Inc.15210310/30/2026Part 1; Form CRS
Houndstooth Investment Management33103010/30/2026Part 1
Hyland Lake Partners33224410/30/2026Part 1
Hyvorian Financial33919410/30/2026Part 1; Part 2 brochure
IA Private Wealth (USA) Inc.32212710/30/2026Part 1; Form CRS
Income Focus Advisors LLC33871610/30/2026Part 1; Part 2 brochure
Indy Strategic LLC34422910/30/2026Part 1
Innovative Financial, LLC12746910/30/2026Part 1; Form CRS
Innovest Portfolio Solutions LLC10611010/30/2026Part 1; Form CRS
Integritas Wealth Strategies, LLC33235910/30/2026Part 1; Part 2 brochure
Intellicapital Advisors LLC31690810/30/2026Part 1; Part 2 brochure
Iron Gate Wealth Advisors, LLC15645310/30/2026Part 1; Form CRS
Jackson Square Capital, LLC30031410/30/2026Part 1; Form CRS
Karpus Investment Management11027510/30/2026Part 1
KC Capital Management LLC34411210/30/2026Part 1
Keller Wealth Advisors11161010/30/2026Part 1; Part 2 brochure; Form CRS
Kestra Advisory Services, LLC28333010/30/2026Part 1
Kinetic Investment Management, Inc.28303410/30/2026Part 1
Kingbird Investment Management30806910/30/2026Part 1
Kisher Capital, LLC33468010/30/2026Part 1; Part 2 brochure

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