ADV disclosures

Klingenstein Fields CRS changed; 211 daily firm filing observations

Klingenstein Fields Advisors’ client relationship summary text changed in an observation within a three-day period that included 211 daily firm filing observations from October 30 to November 1, 2026.

By Maya Chen·Edition ·1 min read

Klingenstein Fields Advisors had a client relationship summary text change in a filing observation dated October 31, 2026. The observed text includes a statement that KF Group, formerly a related adviser under common control, was consolidated into KF&Co. effective October 1, 2026, and ceased operating as a separate investment adviser.

Across October 30 to November 1, 2026, the observation count was 211 daily firm filing observations. The dates are observation dates, not submission or processing dates. Part 1, Part 2 brochure and client relationship summary categories can overlap, and an observed category does not by itself establish a substantive document change.

The category counts were 211 ADV Part 1 filing observations, 107 Part 2 brochure observations and 87 client relationship summary observations. The daily count was 203 firm filing observations on October 30 and 8 on October 31.

ADV filing observations

The appendix lists all 211 daily firm filing observations from 10/30/2026 through 11/01/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.

Showing rows 101–125 of 211. The CSV contains the complete table.

FirmFirm CRDObservedDocuments filed
Kleinfelder Capital, Inc.28934510/30/2026Part 1; Part 2 brochure; Form CRS
Klingenstein Fields Advisors10590710/30/2026Part 1; Form CRS
Klingenstein Fields Advisors10590710/31/2026Part 1; Part 2 brochure; Form CRS
KRM Advisory Services31920610/30/2026Part 1; Part 2 brochure
Lakestone Wealth Management34444110/30/2026Part 1; Part 2 brochure; Form CRS
Laurel Oak Wealth Management, LLC33682410/30/2026Part 1; Form CRS
Leitmotif32902510/30/2026Part 1
Liberty Street Advisors, Inc.14294910/30/2026Part 1; Part 2 brochure
Lighthouse Financial, LLC31467110/30/2026Part 1; Part 2 brochure; Form CRS
Lloyds Intrepid Wealth Management30783910/30/2026Part 1; Part 2 brochure
Managed Account Advisors LLC14255810/30/2026Part 1; Part 2 brochure; Form CRS
Markle Financial LLC30208810/30/2026Part 1; Part 2 brochure; Form CRS
Markley Capital Management LP31194510/30/2026Part 1
Maverick Thomas Capital34292110/30/2026Part 1; Part 2 brochure
Maveriq Capital Group LLC34459910/30/2026Part 1
Mccann Wealth Strategies, Inc.15564610/30/2026Part 1; Part 2 brochure
Members Advisory Group, LLC15372310/30/2026Part 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated769110/30/2026Part 1; Part 2 brochure; Form CRS
Midcap Financial Services Capital Management, LLC28582010/30/2026Part 1
Midwest Capital Advisors, LLC12538910/30/2026Part 1; Part 2 brochure; Form CRS
Midwestern Securities Trading Co., LLC10108010/30/2026Part 1; Form CRS
Miller Asset Management LLC34275710/30/2026Part 1; Part 2 brochure
Mma Asset Management LLC15542610/30/2026Part 1; Part 2 brochure
Mma Securities LLC4425410/30/2026Part 1; Part 2 brochure
MNM Vested, LLC15135010/30/2026Part 1

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