ADV disclosures

Klingenstein Fields CRS changed; 211 daily firm filing observations

Klingenstein Fields Advisors’ client relationship summary text changed in an observation within a three-day period that included 211 daily firm filing observations from October 30 to November 1, 2026.

By Maya Chen·Edition ·1 min read

Klingenstein Fields Advisors had a client relationship summary text change in a filing observation dated October 31, 2026. The observed text includes a statement that KF Group, formerly a related adviser under common control, was consolidated into KF&Co. effective October 1, 2026, and ceased operating as a separate investment adviser.

Across October 30 to November 1, 2026, the observation count was 211 daily firm filing observations. The dates are observation dates, not submission or processing dates. Part 1, Part 2 brochure and client relationship summary categories can overlap, and an observed category does not by itself establish a substantive document change.

The category counts were 211 ADV Part 1 filing observations, 107 Part 2 brochure observations and 87 client relationship summary observations. The daily count was 203 firm filing observations on October 30 and 8 on October 31.

ADV filing observations

The appendix lists all 211 daily firm filing observations from 10/30/2026 through 11/01/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.

Showing rows 151–175 of 211. The CSV contains the complete table.

FirmFirm CRDObservedDocuments filed
Promus Advisors15748410/30/2026Part 1; Form CRS
Purpose Financial Planning33119410/30/2026Part 1; Part 2 brochure
Q3 Advisors, LLC28422010/30/2026Part 1; Part 2 brochure; Form CRS
Ranch Capital Advisors Inc.30096610/30/2026Part 1
Readout Capital, LP33173310/30/2026Part 1
Redw Wealth LLC10944610/30/2026Part 1; Form CRS
RFG Advisory, LLC15840110/30/2026Part 1
Rising Tides Financial Planning LLC33385110/30/2026Part 1; Part 2 brochure
Rothschild Financial Partners, LLC34269610/30/2026Part 1; Part 2 brochure
Rothschild Wealth LLC16244210/30/2026Part 1; Part 2 brochure
Russell Capital Management, LLC10951310/30/2026Part 1; Part 2 brochure; Form CRS
Safe Harbor Financial Advisors, LLC15181010/30/2026Part 1; Part 2 brochure
Sanjac Alpha LP32930210/30/2026Part 1
Sazze Partners, Inc.29815210/30/2026Part 1
Schroder Investment Management (Europe) S.A.29981210/30/2026Part 1
Schroder Investment Management North America Inc.10582010/30/2026Part 1; Part 2 brochure; Form CRS
Schroder Investment Management North America Ltd.10658510/30/2026Part 1; Part 2 brochure
Seek & Find Financial33523110/30/2026Part 1; Part 2 brochure
Seiche Capital34506110/30/2026Part 1
Shawspring Partners, LLC17276610/30/2026Part 1
Shepherd Financial28862310/30/2026Part 1; Part 2 brochure; Form CRS
Siebert Williams Shank Asset Management, LLC11904310/30/2026Part 1
Solstice Guard Capital34264110/30/2026Part 1; Part 2 brochure
SOVEREIGN'S Capital Management, LLC30187910/30/2026Part 1
Stone Ridge Advisors32787510/31/2026Part 1; Part 2 brochure; Form CRS

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