ADV disclosures

Klingenstein Fields CRS changed; 211 daily firm filing observations

Klingenstein Fields Advisors’ client relationship summary text changed in an observation within a three-day period that included 211 daily firm filing observations from October 30 to November 1, 2026.

By Maya Chen·Edition ·1 min read

Klingenstein Fields Advisors had a client relationship summary text change in a filing observation dated October 31, 2026. The observed text includes a statement that KF Group, formerly a related adviser under common control, was consolidated into KF&Co. effective October 1, 2026, and ceased operating as a separate investment adviser.

Across October 30 to November 1, 2026, the observation count was 211 daily firm filing observations. The dates are observation dates, not submission or processing dates. Part 1, Part 2 brochure and client relationship summary categories can overlap, and an observed category does not by itself establish a substantive document change.

The category counts were 211 ADV Part 1 filing observations, 107 Part 2 brochure observations and 87 client relationship summary observations. The daily count was 203 firm filing observations on October 30 and 8 on October 31.

ADV filing observations

The appendix lists all 211 daily firm filing observations from 10/30/2026 through 11/01/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.

Showing rows 176–200 of 211. The CSV contains the complete table.

FirmFirm CRDObservedDocuments filed
Strategic Financial Services10967710/30/2026Part 1; Form CRS
Superstate Advisers LLC33618810/30/2026Part 1; Part 2 brochure
Swmg, LLC16668810/30/2026Part 1; Part 2 brochure; Form CRS
Sym Financial Advisors10751710/30/2026Part 1; Part 2 brochure; Form CRS
Tactive Advisors, LLC30931110/30/2026Part 1; Form CRS
Tessara Wealth28329510/30/2026Part 1; Form CRS
The Dala Group, LLC29182810/30/2026Part 1
The Ivy League Advisory Group, LLC17273010/30/2026Part 1; Part 2 brochure
THEORY7934218410/31/2026Part 1; Part 2 brochure
Third Eye Global LLC34484210/30/2026Part 1
Thompson Meridian Advisors34316210/30/2026Part 1
Tilia Fiduciary Partners, Inc.15785210/30/2026Part 1; Form CRS
Titleist Asset Management, LLC32356710/30/2026Part 1; Part 2 brochure
Torrey Growth & Income Advisors, LLC13994010/30/2026Part 1; Form CRS
Trajan Wealth, L.L.C.15884710/30/2026Part 1; Form CRS
Trajectory Financial Planning32190410/30/2026Part 1; Part 2 brochure
Trinitas Capital Management28132810/30/2026Part 1
Trinity Wealth Advisors, Inc.12138210/30/2026Part 1; Part 2 brochure; Form CRS
Tru Independence Asset Management 2, LLC30909810/30/2026Part 1
True North Advisors, LLC11604810/30/2026Part 1
Ultra Capital Management LLC33945810/30/2026Part 1
Unifi Ventures, LLC33663010/30/2026Part 1
United Asset Strategies Inc.10743410/30/2026Part 1; Part 2 brochure; Form CRS
Vector Check Financial Planning34438810/30/2026Part 1
Verticus Advisors Inc.33331310/30/2026Part 1; Part 2 brochure

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