AUM CHANGES
Kayne Anderson reports $14.3B in regulatory AUM; 33 firms show changes
Kayne Anderson Capital Advisors, L.P. reported $14.3B in regulatory AUM in its latest filing, compared with $34.1B earlier. Comparable differences for 33 firms were observed Oct. 30–Nov. 1, 2026.
By Maya Chen·Edition ·1 min read
33firms with verified reported regulatory AUM changes
Previous reportLatest report
- KAYNE ANDERSON CAPITAL ADVISORS, L.P.
- BAKERAVENUE
- SHEPHERD FINANCIAL
- PHOCAS FINANCIAL CORPORATION
Bars are scaled within each firm. Selected largest dollar changes · all qualifying firms in the article table. Reported differences do not measure asset flows.
Bakeravenue reported $7.7B in regulatory AUM in its latest Form ADV filing, dated Oct. 30, compared with $5.1B in its earlier filing, dated Sept. 17. These are differences between reported amounts; they do not establish asset flows or when assets may have moved.
Across the complete comparison cohort, 33 firms had exact differences between reported regulatory AUM amounts observed from Oct. 30 through Nov. 1, 2026. The dates describe when comparisons were observed, not a filing window.
Kayne Anderson Capital Advisors, L.P. reported $14.3B in regulatory AUM in its latest filing, dated Oct. 29, compared with $34.1B in an earlier filing, dated Aug. 6. The comparison establishes a difference in reported amounts but does not identify its cause.
Shepherd Financial reported $7.5B in regulatory AUM in its latest filing, dated Oct. 30, compared with $6.2B in an earlier filing, dated March 31. Phocas Financial Corporation reported $27,861,708 in its latest filing, dated Oct. 29, versus $682.7M in an earlier filing, dated May 12. These Form ADV figures are reported regulatory AUM, not necessarily each firm’s total AUM.
All firms with verified reported regulatory AUM changes
Complete qualifying firm list for observations Oct 30 – Nov 1, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows. 8 comparisons without two exact reported amounts are excluded.
Showing rows 1–25 of 33. The CSV contains the complete table.
| Firm | CRD | Previous reported regulatory AUM (USD) | Latest reported regulatory AUM (USD) | Change in reported regulatory AUM (USD) | Change (%) | Previous filing | Latest filing | Observed |
|---|---|---|---|---|---|---|---|---|
| Abundance Advisers | 310887 | 9,480,707 USD | 14,944,833 USD | 5,464,126 USD | +57.63% | 02/11/2026 | 10/29/2026 | 10/30/2026 |
| Admiral Guy Investment Advisory, LLC | 337222 | 200,000 USD | 235,000 USD | 35,000 USD | +17.50% | 07/07/2026 | 10/29/2026 | 10/30/2026 |
| Advisors Asset Management, Inc. | 46727 | 2,209,285,931 USD | 1,795,723,887 USD | -413,562,044 USD | -18.72% | 08/13/2026 | 10/29/2026 | 10/30/2026 |
| Bakeravenue | 132657 | 5,086,036,641 USD | 7,724,862,152 USD | 2,638,825,511 USD | +51.88% | 09/17/2026 | 10/30/2026 | 10/31/2026 |
| Cardinal Wealth Management LLC | 339938 | 5,000 USD | 400 USD | -4,600 USD | -92.00% | 07/01/2026 | 10/30/2026 | 10/31/2026 |
| Centerview Wealth Advisors, LLC | 173260 | 144,000,000 USD | 163,273,482 USD | 19,273,482 USD | +13.38% | 03/23/2026 | 10/30/2026 | 10/31/2026 |
| City of London Investment Management Company Limited | 110986 | 8,059,266,455 USD | 8,059,485,241 USD | 218,786 USD | +0.00% | 09/25/2026 | 10/30/2026 | 10/31/2026 |
| East River Capital Management LLC | 329485 | 2,473,397 USD | 4,010,498 USD | 1,537,101 USD | +62.15% | 09/05/2025 | 10/29/2026 | 10/30/2026 |
| First Dallas Securities, Inc. | 24549 | 335,711,026 USD | 398,438,408 USD | 62,727,382 USD | +18.68% | 10/31/2025 | 10/30/2026 | 10/31/2026 |
| Frazer Bay Investments L. L. C. | 179518 | 3,189,552 USD | 3,128,221 USD | -61,331 USD | -1.92% | 04/30/2025 | 10/30/2026 | 10/31/2026 |
| Hodges Capital Management Inc. | 110080 | 1,240,237,495 USD | 1,549,926,391 USD | 309,688,896 USD | +24.97% | 10/23/2026 | 10/30/2026 | 10/31/2026 |
| Hyvorian Financial | 339194 | 448,301 USD | 464,115 USD | 15,814 USD | +3.53% | 07/06/2026 | 10/30/2026 | 10/31/2026 |
| Immaculate Wealth Management, LLC | 167657 | 140,823,690 USD | 156,718,117 USD | 15,894,427 USD | +11.29% | 10/09/2026 | 10/29/2026 | 10/30/2026 |
| Income Focus Advisors LLC | 338716 | 0 USD | 12,039,694 USD | 12,039,694 USD | Not applicable (previous AUM zero) | 06/10/2026 | 10/30/2026 | 10/31/2026 |
| Integritas Wealth Strategies, LLC | 332359 | 3,746,674 USD | 7,907,747 USD | 4,161,073 USD | +111.06% | 08/11/2026 | 10/30/2026 | 10/31/2026 |
| Kayne Anderson Capital Advisors, L.P. | 104536 | 34,109,306,018 USD | 14,287,185,225 USD | -19,822,120,793 USD | -58.11% | 08/06/2026 | 10/29/2026 | 10/30/2026 |
| KRM Advisory Services | 319206 | 4,700,000 USD | 4,970,000 USD | 270,000 USD | +5.74% | 07/15/2026 | 10/30/2026 | 10/31/2026 |
| Liberty Street Advisors, Inc. | 142949 | 1,884,608,463 USD | 2,383,628,123 USD | 499,019,660 USD | +26.48% | 03/27/2026 | 10/30/2026 | 10/31/2026 |
| Lighthouse Financial, LLC | 314671 | 99,322,313 USD | 114,337,268 USD | 15,014,955 USD | +15.12% | 03/30/2026 | 10/30/2026 | 10/31/2026 |
| Lloyds Intrepid Wealth Management | 307839 | 61,322,360 USD | 68,601,121 USD | 7,278,761 USD | +11.87% | 03/17/2026 | 10/30/2026 | 10/31/2026 |
| Phocas Financial Corporation | 135470 | 682,712,667 USD | 27,861,708 USD | -654,850,959 USD | -95.92% | 05/12/2026 | 10/29/2026 | 10/30/2026 |
| Pruvise | 304365 | 150,000 USD | 250,000 USD | 100,000 USD | +66.67% | 10/08/2026 | 10/29/2026 | 10/30/2026 |
| Sanjac Alpha LP | 329302 | 5,296,141 USD | 9,618,933 USD | 4,322,792 USD | +81.62% | 03/29/2026 | 10/30/2026 | 10/31/2026 |
| Savevest, LLC | 175365 | 15,296,547 USD | 17,540,912 USD | 2,244,365 USD | +14.67% | 03/23/2026 | 10/29/2026 | 10/30/2026 |
| Shepherd Financial | 288623 | 6,177,640,329 USD | 7,471,986,154 USD | 1,294,345,825 USD | +20.95% | 03/31/2026 | 10/30/2026 | 10/31/2026 |