ADV disclosures

Balyasny Part 1 and brochure observations; 183 daily firm filing observations

From November 6 to 8, 2026, the total was 183 daily firm filing observations. Balyasny Asset Management L.P. was among the firms with Part 1 and brochure observations on November 6.

By Maya Chen··1 min read

The November 6–8, 2026, period included 183 daily firm filing observations. On November 6, Balyasny Asset Management L.P. had both a Part 1 observation and a Part 2 brochure observation.

Across the period, the observed categories included 183 Part 1 filings, 95 Part 2 brochures and 75 client relationship summaries. Categories can overlap, so these counts are not separate totals to add together. An observed document category does not establish that the document’s contents changed; the dates indicate when observations were recorded, not when firms submitted filings or regulators processed them.

ADV filing observations

The appendix lists all 183 daily firm filing observations from 11/06/2026 through 11/08/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.

Showing rows 101–125 of 183. The CSV contains the complete table.

FirmFirm CRDObservedDocuments filed
Nasira Financial LLC29929311/06/2026Part 1; Part 2 brochure
Naviter Wealth, LLC31150811/06/2026Part 1; Form CRS
Navpoint Financial, Inc.10943211/06/2026Part 1; Form CRS
NEXT20 Wealth34351411/06/2026Part 1; Part 2 brochure
Nobles & Richards Advisors, LLC28153911/06/2026Part 1; Part 2 brochure
North County Financial Planning, LLC34050811/06/2026Part 1; Part 2 brochure
Northstar Asset Management, Inc.10713811/06/2026Part 1; Form CRS
Nosaro Capital LLC34376511/06/2026Part 1
Oak Harbor Wealth Partners34021311/06/2026Part 1; Form CRS
Octant Quantitative Investment Management LLC16535511/06/2026Part 1; Part 2 brochure; Form CRS
Ohio CU Financial34108311/06/2026Part 1; Part 2 brochure
Onward Financial Advising LLC32960211/06/2026Part 1; Part 2 brochure
Orleans Capital Management Corp.11135911/06/2026Part 1
Osaic Advisory Services, LLC17107011/06/2026Part 1; Part 2 brochure
Osaic Wealth, Inc.2313111/06/2026Part 1; Part 2 brochure
Oxford Finance Advisors, LLC30443311/06/2026Part 1; Part 2 brochure
Pacific Sage Partners, LLC31566311/06/2026Part 1
Pan Capital Management LP33637111/06/2026Part 1; Part 2 brochure
Pebble Valley Wealth Management14566411/06/2026Part 1; Form CRS
Penn Capital Management Company, LLC10508111/06/2026Part 1; Part 2 brochure; Form CRS
Personal Financial Planning Inc.11858911/06/2026Part 1
Ping Capital Management, Inc.30835811/06/2026Part 1; Part 2 brochure
Pivot Investment Planning, LLC32856811/06/2026Part 1
Playground Global Management, LLC34432111/06/2026Part 1
POINT72 Asset Management, L.P.28307711/06/2026Part 1

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