Balyasny Part 1 and brochure observations; 183 daily firm filing observations
From November 6 to 8, 2026, the total was 183 daily firm filing observations. Balyasny Asset Management L.P. was among the firms with Part 1 and brochure observations on November 6.
By Maya Chen·Edition ·1 min read
The November 6–8, 2026, period included 183 daily firm filing observations. On November 6, Balyasny Asset Management L.P. had both a Part 1 observation and a Part 2 brochure observation.
Across the period, the observed categories included 183 Part 1 filings, 95 Part 2 brochures and 75 client relationship summaries. Categories can overlap, so these counts are not separate totals to add together. An observed document category does not establish that the document’s contents changed; the dates indicate when observations were recorded, not when firms submitted filings or regulators processed them.
ADV filing observations
The appendix lists all 183 daily firm filing observations from 11/06/2026 through 11/08/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.
Showing rows 151–175 of 183. The CSV contains the complete table.
| Firm | Firm CRD | Observed | Documents filed |
|---|---|---|---|
| Stonex International Advisors Inc. | 153799 | 11/06/2026 | Part 1; Part 2 brochure; Form CRS |
| Strategic Advisory Partners | 314842 | 11/06/2026 | Part 1; Form CRS |
| Strategic Wealth Advisors, LLC | 114167 | 11/06/2026 | Part 1; Form CRS |
| Strategic Wealth Group | 284430 | 11/06/2026 | Part 1 |
| Strive Retirement Group | 334443 | 11/06/2026 | Part 1; Part 2 brochure; Form CRS |
| Synergy Asset Management, LLC | 117201 | 11/06/2026 | Part 1; Part 2 brochure; Form CRS |
| TD Asset Management (US), Inc. | 131556 | 11/06/2026 | Part 1; Part 2 brochure; Form CRS |
| The Foundation Investment Group | 318369 | 11/06/2026 | Part 1; Form CRS |
| The Institute | 127207 | 11/06/2026 | Part 1; Form CRS |
| The Legacy Financial Group, Inc. | 135059 | 11/06/2026 | Part 1; Part 2 brochure |
| The Planners Inc. | 326556 | 11/06/2026 | Part 1; Part 2 brochure |
| The PLAYER'S Legacy Ventures, Llc. | 332329 | 11/06/2026 | Part 1 |
| The Zillennial Advisors | 324808 | 11/06/2026 | Part 1; Form CRS |
| Thrivealike LLC | 338918 | 11/06/2026 | Part 1; Part 2 brochure |
| Throughline Financial Planning | 343344 | 11/06/2026 | Part 1; Part 2 brochure |
| Tudor Investment Corporation | 159792 | 11/06/2026 | Part 1 |
| Tyrus Capital S.A.M. | 164398 | 11/06/2026 | Part 1 |
| Unstoppable Asset | 338072 | 11/06/2026 | Part 1; Part 2 brochure; Form CRS |
| Values First Advisors, Inc. | 148532 | 11/06/2026 | Part 1; Form CRS |
| Vantage Point Wealth Management | 167886 | 11/06/2026 | Part 1; Form CRS |
| VECTOR3 Wealth Management | 343072 | 11/06/2026 | Part 1; Part 2 brochure; Form CRS |
| Verum Partners LLC | 301058 | 11/06/2026 | Part 1; Part 2 brochure |
| Vest Financial LLC | 165976 | 11/06/2026 | Part 1; Form CRS |
| Villanova Investment Management Company, LLC | 287809 | 11/06/2026 | Part 1; Part 2 brochure |
| Vinepath Wealth LLC | 336860 | 11/06/2026 | Part 1; Part 2 brochure |