firm
LPL Financial news and adviser coverage
This profile contains only resolved identity information and active published coverage. Dates below identify each story's edition; source event dates remain in the linked articles.
Regulatory identifier: Reported identifier 6413. Related brands and legal entities remain separate unless an editor reviews source evidence connecting them.
LPL reporting and filing context
This archive covers LPL Financial LLC, the registered investment adviser and broker-dealer identified by CRD 6413. It separates company-announced affiliations from observations in regulatory records. LPL Financial Holdings Inc. and independently affiliated practices remain distinct entities.
Identity source: LPL Financial LLC’s IAPD record, CRD 6413. Sources checked September 30, 2026.
Lakewood Wealth Management joins LPL from Cambridge
LPL’s September 30 announcement confirms an Ann Arbor team affiliation. The approximately $170 million includes advisory, brokerage and retirement plan assets using year-end 2025 information.
LPL in the ten-firm regulatory AUM comparison
The checked September 21 Form ADV reports $819.12 billion in regulatory AUM and a 95.73% individual/HNW asset share. The latest filing date does not establish an AUM restatement.
LPL’s Form ADV in the firm-filing roundup
Filing observation; the source window does not establish that the reported asset values changed.
LPL affiliations in the adviser-record roundup
Selected added affiliations with Colorado branches; registry observations do not verify hiring or employment dates. These are separate from the Ann Arbor Lakewood practice.
Context: Form ADV · Regulatory AUM · Adviser records.
Published relationships
No explicit published relationships are available for this entity.