Part 1 filings lead 168 daily firm filing observations on September 21

The September 21, 2026, ADV filing feed contains 168 daily firm filing observations. The complete daily list, rather than a selection of prominent firms, supplies the total and document-category breakdown. Five named records below illustrate what was filed and the regulatory assets under management reported for each firm. A filing observation alone does not establish substantive changes to a brochure or other document.

Part 1 appears in 165 observations, Part 2 brochures in 83, and client relationship summaries in 67. Those categories overlap: an observation can include multiple document types. They describe the same daily list of 168 firm observations and should not be added together to produce a firm total. The complete table preserves the document types associated with each firm record.

Vanguard Group Inc. recorded a Part 1 filing observation on September 21, 2026. The firm reported regulatory assets under management of $11,092.7 billion. Its named record is one of the Part 1 observations in the full daily list.

Vanguard Capital Management, LLC has a separate Part 1 observation on September 21. Its record reports $8,436.2 billion in regulatory assets under management. That amount belongs to this named firm record; it is not combined here with the amounts reported under other firm names.

Vanguard Portfolio Management, LLC also recorded a Part 1 filing observation on September 21. Regulatory assets under management for this firm were $2,656.5 billion. The three Vanguard-named records each retain their own firm identity and reported amount in the complete list.

Morgan Stanley appeared in the record for September 21, 2026, with filings covering Part 1 and the client relationship summary. The firm reported $1,961.9B in regulatory assets under management and included a notice filings field in its Part 1 record.

LPL Financial LLC was also observed filing Part 1 and client relationship summary documents on September 21, 2026. Its regulatory assets under management totaled $819.1B. The firm's Part 1 record also contained a notice filings field.

Complete record list

The full-period list contains 168 records. The homepage breakdown covers the complete list: Part 1 (165); Part 2 brochure (83); Client relationship summary (67).

All 168 records observed from 09/21/2026 through 09/21/2026, including the examples discussed above. A firm can file multiple document types. An observation of a filing does not itself prove a substantive document change.