M&A
ADV-W filings cite merger reasons; 30 filing records
In October 2026, 30 Form ADV-W filings listed “sold, acquired or merged” as the filer-reported reason, within a 72-filing monthly archive.
By Maya Chen·Monthly report ·1 min read
Thirty Form ADV-W filings in October 2026 listed “sold, acquired or merged” as the filer-reported withdrawal reason. The monthly archive contains 72 filings overall.
Those reasons are filer statements, not confirmation that a transaction was completed or a business closed. Filing counts also do not establish the number of unique deals or any asset or client transfers.
Complete merger-related filing list
All 30 matching filings from the complete 72-filing October 2026 archive. Filing dates and reported reasons are distinct from transaction announcement dates and business outcomes.
Showing rows 26–30 of 30. The CSV contains the complete table.
| Adviser | CRD | Filed | Withdrawal scope | Filer-reported reason | Reported transaction details | Announcement date | M&A source |
|---|---|---|---|---|---|---|---|
| Silicon Valley Retirement Services, LLC | 154756 | 10/22/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Silver Lake Capital Partners | 329997 | 10/19/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| TRG Investment Advisors, LLC | 315629 | 10/29/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Trinity Wealth Management LLC | 152355 | 10/30/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |
| Valley Financial Group | 312254 | 10/14/2026 | full | Firm sold, acquired, or merged with another investment adviser firm | No verified announcement found | Not reported | — |