ADV disclosures

Klingenstein Fields CRS changed; 211 daily firm filing observations

Klingenstein Fields Advisors’ client relationship summary text changed in an observation within a three-day period that included 211 daily firm filing observations from October 30 to November 1, 2026.

By Maya Chen·Edition ·1 min read

Klingenstein Fields Advisors had a client relationship summary text change in a filing observation dated October 31, 2026. The observed text includes a statement that KF Group, formerly a related adviser under common control, was consolidated into KF&Co. effective October 1, 2026, and ceased operating as a separate investment adviser.

Across October 30 to November 1, 2026, the observation count was 211 daily firm filing observations. The dates are observation dates, not submission or processing dates. Part 1, Part 2 brochure and client relationship summary categories can overlap, and an observed category does not by itself establish a substantive document change.

The category counts were 211 ADV Part 1 filing observations, 107 Part 2 brochure observations and 87 client relationship summary observations. The daily count was 203 firm filing observations on October 30 and 8 on October 31.

ADV filing observations

The appendix lists all 211 daily firm filing observations from 10/30/2026 through 11/01/2026. An observation can include multiple document categories and does not by itself prove a substantive document change.

Showing rows 26–50 of 211. The CSV contains the complete table.

FirmFirm CRDObservedDocuments filed
Cambient Family Office, LLC33512810/30/2026Part 1; Form CRS
Cambridge Investment Research Advisors, Inc.13413910/30/2026Part 1
Caption Management, LLC17384110/30/2026Part 1
Cardinal Wealth Management LLC33993810/30/2026Part 1; Part 2 brochure
Carlin Wealth Management Group, LLC32530610/30/2026Part 1; Part 2 brochure; Form CRS
Centerview Wealth Advisors, LLC17326010/30/2026Part 1; Part 2 brochure; Form CRS
Central Pine Capital, LLC32228110/30/2026Part 1; Part 2 brochure; Form CRS
Chiron Capital Management, LLC30828610/30/2026Part 1
Cimarron Wealth Management, Inc.29962710/30/2026Part 1; Part 2 brochure; Form CRS
Citigroup Global Markets Inc.705910/30/2026Part 1
City of London Investment Management Company Limited11098610/30/2026Part 1; Part 2 brochure
Clean Yield Asset Management10482610/30/2026Part 1; Form CRS
Clearlake Capital Group, L.P.15792010/30/2026Part 1
Cleros Wealth Partners, LLC34436210/30/2026Part 1; Part 2 brochure; Form CRS
Cogentblue31289910/30/2026Part 1
Columbia Management Investment Advisers, LLC10825710/30/2026Part 1
Compass Wealth28242010/30/2026Part 1; Part 2 brochure; Form CRS
Connecticut Wealth Management, LLC15431010/30/2026Part 1; Part 2 brochure; Form CRS
Cookson Peirce Wealth Management11072910/30/2026Part 1; Part 2 brochure
Copeland Capital Management, LLC13582210/30/2026Part 1; Form CRS
Cornerstone Investment Services12916410/30/2026Part 1; Part 2 brochure
Coroebus Wealth Management, LLC16841810/30/2026Part 1; Part 2 brochure
Corrales & Co.33218910/30/2026Part 1; Form CRS
Courage Korving Miller Partners, LLC31806710/30/2026Part 1
Creative Money LLC28435710/30/2026Part 1

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