Kayne Anderson reports $14.3B in regulatory AUM; 33 firms show changes

Bakeravenue reported $7.7B in regulatory AUM in its latest Form ADV filing, dated Oct. 30, compared with $5.1B in its earlier filing, dated Sept. 17. These are differences between reported amounts; they do not establish asset flows or when assets may have moved.

Across the complete comparison cohort, 33 firms had exact differences between reported regulatory AUM amounts observed from Oct. 30 through Nov. 1, 2026. The dates describe when comparisons were observed, not a filing window.

Kayne Anderson Capital Advisors, L.P. reported $14.3B in regulatory AUM in its latest filing, dated Oct. 29, compared with $34.1B in an earlier filing, dated Aug. 6. The comparison establishes a difference in reported amounts but does not identify its cause.

Shepherd Financial reported $7.5B in regulatory AUM in its latest filing, dated Oct. 30, compared with $6.2B in an earlier filing, dated March 31. Phocas Financial Corporation reported $27,861,708 in its latest filing, dated Oct. 29, versus $682.7M in an earlier filing, dated May 12. These Form ADV figures are reported regulatory AUM, not necessarily each firm’s total AUM.

All firms with verified reported regulatory AUM changes

Complete qualifying firm list for observations Oct 30 – Nov 1, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows. 8 comparisons without two exact reported amounts are excluded.